Oct 04, 2017
Compliance Ensuring compliance with statuary and regulatory requirements. Review of new legislation and how we should respond (e.g.China's Cyber Security Law review). Compliance communications to all staff. Ethics and Compliance Policy management. Ad hoc compliance training. Legal Agreements NDAs. Master Agreements. Strategic Agreements. Staff Contracts Overseeing staff contracts including PRC law firm liaison. Client work Legal advice on research methodology (especially for investigations). On-boarding of hedge funds (including establishing compliance processes for each client). MNPI reviews. Corporate Preparing the agenda and other documents for all meetings of the board of directors. Managing the companies Share Incentive Scheme. Liaising with auditors in relation to material required for the board. Maintaining statutory books, including registers of members, directors and secretaries. Maintaining the register of shareholders and monitoring changes in share ownership of the company. Other Reviewing real estate contracts for all offices. Designing all contracts with third parties.
Financial Services Hong Kong