1 Private Equity jobs

In this role, you will be responsible for administering of a number of key Compliance procedures designed to ensure that the firm fulfils its Compliance obligations, and avoids reputational damage.  You will get exposure to a wide spectrum of Compliance areas and issues, as well as work closely with various support groups.   Responsibilities of the Role Code of Ethics Administrating the firm’s global automated Compliance system for personal trades,  outside business interests, gifts and entertainment requests Compliance Monitoring Programme Assisting in the execution of the firm’s Compliance monitoring and testing programme Registrations and Training Work on FCA, SFC and MAS applications under the guidance of the firm’s Compliance associates Assist in onboarding new hires and maintain training logs and the access persons list Control Room  Facilitating wall crossings from initial request to the closing out of a wall crossing period Maintenance and administration of systems used to restrict staff trading and record wall crossings Filings and Record Keeping  Organise and maintain all Compliance files and records, including approved marketing materials,  investor categorisation records and the breaches log Keeping current on all corporate Compliance filing requirements/deadlines as directed by the Compliance associates Assisting in the administration of various hedging reporting and disclosure requirements in Europe, Asia and the U.S. Deal KYC Undertaking KYC and anti-bribery corruption and sanctions checks on M&A transactions and co-investors Group Projects Work on projects assigned by the Compliance Director Assisting in developing policies and systems for firm-wide administration of Compliance issues Assist on the implementation of new Compliance procedures   Qualifications & Experience Degree qualified; preferably in law, finance or business Previous experience in legal/ risk/ compliance, preferably within a PE or investment banking environment Demonstrable understanding of investment banking and/or alternative investment businesses and products General knowledge of the concepts of conflicts of interest Have an understanding of risk management and demonstrate the ability to recognise regulatory risks relating to business decisions  Control room experience is an advantage    Skills & Attributes Ability to work well in a team environment, as well as independently  Strong attention to detail  Excellent communication and negotiation skills  Confidence to challenge information and raise with relevant key stakeholders where necessary Able to learn quickly  Effective organisational and time management skills Ability to speak other languages is desirable