Assist with the evaluation of financial regulatory information, including, but not limited to, evaluating BSA (or other relevant regulatory mandate) compliance requirements.
Review regulatory filings by financial institutions, including currency transaction reports CTRs) and suspicious activity reports (SARs), or alike.
Review historical transactional data for both retail and/or commercial bank accounts.
Conduct reviews and assessments of systemic AML/CTF programming with respect to regulatory and compliance related matters within financial and non-financial institutions.
Conduct regulatory, intelligence, public source and trade registry searches in support of client directed projects and service needs.
Use analytical and writing expertise to draft (or review) complex legal memoranda and other documents, including administrative summons and other court documents, case assessments, notification letters, charging letters, and consent orders that support enforcement actions and administrative penalties relative to a project.
Gather supporting information from financial regulators, financial institutions, non-financial institutions, country financial investigations units, and other relevant agencies to evaluate and determine a client's compliance.
Research and write reports detailing findings and recommendations.
Research and prepare reports related to changing, or trending, regulatory practices and challenges.
Market the services of the AML team to potential clients and referral agents.